Nasdaq Riga and Nasdaq Tallinn have established surveillance committees to handle suspected violations of exchange regulations. The committees are independent bodies and all their decisions are made public through the dissemination of a press release by the relevant exchange and publication of the information on the exchange’s website.
Andrus Alber –Finora Capital AS, Chairman of the Management Board
Erki Kert – Big Data Scoring Oy, CEO
Kristjan Hänni –Kawe Kapital AS, Member of the Management Board
Fabio Filipozzi – Bank of Estonia, Head of Financial Markets
Sven Papp – Ellex Raidla Law Firm, Partner
Hannes Vallikivi – Derling Primus, Partner and Attorney-at-Law
Peeter Saks – BaltCap, Managing Partner
Decisions of the Nasdaq Tallinn Listing and Surveillance Committee may be appealed to a court of arbitration.
Viktors Gustsons – Compensa Life Vienna Insurance Group SE Latvia Branch, Member of the Management Board
Lauris Liepa – COBALT Law Office, Partner and Attorney-at-Law
Edgars Līvmanis – NCH Advisors Inc., Lawyer
Jānis Leja – Latvian Chamber of Commerce and Industry
Māris Purgailis – University of Latvia, Faculty of Economics and Management, Dean, Associate Prof.
Rolands Paņko – Development Finance Institution Altum
Uldis Zelmenis – BTA Life Insurance, Investment Portfolio Manager; G&Z Investment Advisors SIA, Chairman of Management Board
Decisions of the Nasdaq Riga Surveillance Committee may be appealed to the Latvian Financial and Capital Market Commission, to arbitration, or to court.